Job Description
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services, approximately $218 billion in global client assets invested in 1,760 funds, as of January 2025.
iCapital has been named to the Forbes Fintech 50 for seven consecutive years (2018-2024); a three-time selection by Forbes to its list of Best Startup Employers (2021-2023); and a four-time winner of MMI/Barron's Solutions Provider award (See link below).
About the Role
iCapital is looking for a Compliance Associate candidate to join its Regulatory and Compliance group, focused on broker-dealer compliance. This team member will oversee employee-related compliance matters such as the review and approval of employees outside brokerage accounts, personal trading activities, private investments, and outside business activities. The candidate will also be responsible for generally assisting the Regulatory and Compliance team with various compliance focused tasks, including updates to policies and procedures and monitoring and testing.
Responsibilities
Qualifications
Benefits
The base salary range for this role is $ 90,000 to $ 115,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit -us Twitter: @icapitalnetwork | LinkedIn: -network-inc | Awards Disclaimer: -us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Job Type Internship Description Student internship at Swann Animal Clinic affords college students aspiring to become veterinarians the opportunity to gain experience in a clinical setting. Internship schedules are customized to meet the student's needs within...
...Must be able to obtain a security clearance, as applicable. Job Summary: You will be working as part of the HVAC Mechanical Engineering team designing and/or procuring the plant HVAC systems. You will be preparing technical reports and studies and design...
Job descriptionAbacus Staffing is looking for experienced forklift operators to work for 1 of our National Clients in the Byhalia,... ...candidate would be able to operate 2 of the following: Reach Truck, Cherry-picker, Sit-down and Dock-StockerAbacus Staffing will be holding a...
...findings, and report results in accordance with company requirements.+ Use Rope Access techniques (per IRATA standards) to access elevated or confined locations.+ Perform NDE testing on weld, pipelines, pressure vessels, tanks, and other infrastructure.+ Generate NDE...
**Medical Coder****Job summary**We are seeking a dedicated Medical Coder with 2 to 4 years of experience to join our team. The ideal candidate will have strong expertise in MS Excel and will work from home during day shifts. This role involves managing and analyzing data...